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GRPAA membership includes Registered Investment Advisor Consortium support. RIAC is a grassroots organization which focuses on mitigating risk that could potentially derail your practices. Our RIAC Alliance Member experts are available to you 24/7 to respond to your hotline inquiries addressing ERISA, legal, compliance, cybersecurity, and insurance issues before they develop into big problems that may derail your business.
An advisor’s best defense is a strong offense, which is what our talented team of experts offer. If you have a question about the new SEC solicitation rule, or Reg BI, or a new FINRA rule, a simple email to the RIAC Hotline will provide you with an answer.